Contact Information
37 Westminster Buildings, Theatre Square,
Nottingham, NG1 6LG
regulator
UK regulator extends Microsoft-Activision deadline to Aug. 29 By Reuters
© Reuters. FILE PHOTO: Microsoft logo is seen on a smartphone placed on displayed Activision Blizzard’s games characters in this illustration taken January 18, 2022.
HK regulator fines Changjiang Asset Management (HK) Limited $3.4 million
The Securities and Futures Commission (SFC) has reprimanded and fined Changjiang Asset Management (HK) Limited (CJAM) $3.4 million for regulatory breaches and internal control failings
Microsoft's Win Puts U.K. Regulator in Challenging Spot Over Activision Deal
Britain’s antitrust watchdog, the only major regulator preventing the deal from closing, says it is ready to consider a new proposal. Source link
VMware shares gain on report EU regulator will clear Broadcom deal By Investing.com
VMware (VMW) shares gain on report EU regulator will clear Broadcom (AVGO) deal According to the Financial Times, European Union regulators are poised to approve
HK regulator bans RaffAello Capital’s former responsible officer for two years
Hong Kong’s Securities and Futures Commission (SFC) has prohibited Mr Tsang Kwong Fai, a former responsible officer (RO) and sponsor principal of RaffAello Capital Limited,
Dubai’s regulator issues alert regarding BitOasis
Dubai’s Virtual Asset Regulatory Authority (VARA) has issued a market alert regarding ongoing supervisory controls, and enforcement actions initiated against BitOasis. BitOasis was issued a
China mutual funds cut fees as regulator targets $3.7 trillion sector By Reuters
© Reuters. People walk past the China Securities Regulatory Commission (CSRC) sign at its building on the Financial Street in Beijing, China July 9, 2021.
US regulator calls for greater scrutiny of hedge funds after bond turmoil- FT By Reuters
© Reuters. FILE PHOTO: U.S. Securities and Exchange Commission (SEC) Chairman Gary Gensler testifies before the Senate Banking, Housing and Urban Affairs Committee during an
Cypriot regulator extends suspension of FTX license until end-Sep 2023
The Cyprus Securities and Exchange Commission (CySEC) announces an extension of the suspension of the Cyprus investment firm (CIF) authorisation of FTX (EU) Ltd until
UK regulator fines former Chief Information Officer of TSB Bank
The UK Prudential Regulation Authority (PRA) has imposed a fine of £81,620 on Carlos Abarca, the former Chief Information Officer (CIO) of TSB Bank plc,