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SEC
![Private Equity, Hedge Funds Brace for Coming SEC Overhaul](http://www.nasdaqpicks.com/wp-content/uploads/2023/08/Private-Equity-Hedge-Funds-Brace-for-Coming-SEC-Overhaul-400x400.jpeg)
Private Equity, Hedge Funds Brace for Coming SEC Overhaul
- By nasdaqpicks.com
- . 2 August 2023
Regulators could adopt new rules for firms such as Blackstone and Millennium as soon as this month. Source link
![One Equity Investigated by SEC](http://www.nasdaqpicks.com/wp-content/uploads/2023/07/One-Equity-Investigated-by-SEC-400x400.jpeg)
One Equity Investigated by SEC
- By nasdaqpicks.com
- . 19 July 2023
The Securities and Exchange Commission is investigating whether private-equity firm One Equity Partners’ communications with investors about its past and future performance violated rules. Source
![Britain's John Lewis has lost its soul, says Mary Portas By Reuters](http://www.nasdaqpicks.com/wp-content/uploads/2023/03/Britains-John-Lewis-has-lost-its-soul-says-Mary-Portas-400x400.jpg)
SEC fines Cantor Fitzgerald over repeated failure to identify large traders By Reuters
- By nasdaqpicks.com
- . 14 July 2023
© Reuters. FILE PHOTO: People exit the headquarters of the U.S. Securities and Exchange Commission (SEC) in Washington, D.C., U.S., May 12, 2021. REUTERS/Andrew Kelly/File
![Ripple Wins Early Dismissal of Some Claims in SEC Lawsuit](http://www.nasdaqpicks.com/wp-content/uploads/2023/07/Ripple-Wins-Early-Dismissal-of-Some-Claims-in-SEC-Lawsuit-400x400.jpeg)
Ripple Wins Early Dismissal of Some Claims in SEC Lawsuit
- By nasdaqpicks.com
- . 13 July 2023
The cryptocurrency company won early dismissal of some regulatory allegations related to its sale of more than $1.4 billion worth of a digital token known
![U.S. judge says SEC lawsuit vs Ripple Labs can proceed to trial on some claims By Reuters](http://www.nasdaqpicks.com/wp-content/uploads/2023/07/US-judge-says-SEC-lawsuit-vs-Ripple-Labs-can-proceed-400x374.jpg)
U.S. judge says SEC lawsuit vs Ripple Labs can proceed to trial on some claims By Reuters
- By nasdaqpicks.com
- . 13 July 2023
© Reuters. FILE PHOTO: The U.S. Securities and Exchange Commission logo adorns an office door at the SEC headquarters in Washington, June 24, 2011. REUTERS/Jonathan
![Deutsche Bank and UBS shares hammered as banking fears keep tight grip By Reuters](http://www.nasdaqpicks.com/wp-content/uploads/2023/03/Deutsche-Bank-and-UBS-shares-hammered-as-banking-fears-keep-400x400.jpg)
US SEC sues Celsius Network and its founder By Reuters
- By nasdaqpicks.com
- . 13 July 2023
© Reuters. FILE PHOTO: People exit the headquarters of the U.S. Securities and Exchange Commission (SEC) in Washington, D.C., U.S., May 12, 2021. Picture taken
![Explainer-Why is the U.S. SEC reforming money market funds? By Reuters](http://www.nasdaqpicks.com/wp-content/uploads/2023/07/Explainer-Why-is-the-US-SEC-reforming-money-market-funds-By-400x400.jpg)
Explainer-Why is the U.S. SEC reforming money market funds? By Reuters
- By nasdaqpicks.com
- . 12 July 2023
© Reuters. FILE PHOTO: Signage is seen at the headquarters of the U.S. Securities and Exchange Commission (SEC) in Washington, D.C., U.S., May 12, 2021.
![LTX completes migration of corporate bond e-trading platform to AWS](http://www.nasdaqpicks.com/wp-content/uploads/2023/03/LTX-completes-migration-of-corporate-bond-e-trading-platform-to-AWS-400x400.jpg)
SEC proposes changes to Broker-Dealer Customer Protection Rule
- By nasdaqpicks.com
- . 12 July 2023
The Securities and Exchange Commission (SEC) today proposed amendments to Rule 15c3-3 (the Customer Protection Rule) to require certain broker-dealers to increase the frequency with
![No let up for world stocks as banking worries persist By Reuters](http://www.nasdaqpicks.com/wp-content/uploads/2023/03/No-let-up-for-world-stocks-as-banking-worries-persist-400x400.jpg)
US SEC to finalize money market fund reforms aimed at boosting resilience By Reuters
- By nasdaqpicks.com
- . 12 July 2023
© Reuters. FILE PHOTO: People exit the headquarters of the U.S. Securities and Exchange Commission (SEC) in Washington, D.C., U.S., May 12, 2021. Picture taken
![Rivian to relocate staff to Illinois EV plant to accelerate production](http://www.nasdaqpicks.com/wp-content/uploads/2023/03/Rivian-to-relocate-staff-to-Illinois-EV-plant-to-accelerate-400x400.jpg)
US SEC removes ‘swing pricing’ from money market fund overhaul plan -Bloomberg News By Reuters
- By nasdaqpicks.com
- . 12 July 2023
© Reuters. The seal of the U.S. Securities and Exchange Commission (SEC) is seen at their headquarters in Washington, D.C., U.S., May 12, 2021. Picture