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EBS UK MTF, NEX SEF to launch Bitcoin/US Dollar NDFs on CME Globex
Finances

Tradition Securities and Derivatives gets a slap on the wrist for violations of COMEX rules

Tradition Securities and Derivatives LLC has agreed to pay a fine for alleged violations of COMEX rules concerning trade reporting. The relevant COMEX rules state:

Wells Fargo gets a slap on the wrist for alleged violations of Cboe rules
Finances

Wells Fargo gets a slap on the wrist for alleged violations of Cboe rules

Wells Fargo Securities LLC has agreed to pay a fine of $50,000 to settle allegations about Cboe Exchange rule violations. The matter originated from a