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FCA to launch permanent Digital Sandbox
Following 2 successful pilots, the UK Financial Conduct Authority (FCA) Digital Sandbox will be made available permanently on 1 August 2023, opening up the platform
FCA starts criminal proceedings against Daniel Pugh for unauthorised investment scheme
The UK Financial Conduct Authority (FCA) has started criminal proceedings against Daniel Pugh, who is charged with one count of fraud and three offences of
FCA cancels Intelligent Protection Solutions permission to carry regulated activities
The UK Financial Conduct Authority (FCA) has cancelled the Part 4A permission of Intelligent Protection Solutions JJH Ltd. The cancellation takes effect on July 18,
FCA considers revamping its social media guidance
The UK Financial Conduct Authority (FCA) plans to take another step in its work to combat illegal and non-compliant financial promotions. The proposals for new
FCA imposes £2.5M fine on Bastion Capital London Limited for financial control failings
The UK Financial Conduct Authority (FCA) has fined Bastion Capital London Limited (in liquidation) £2,452,700 for serious financial crime control failings in relation to cum-ex
FCA continues crackdown on unregistered crypto ATMs in the UK
Since the start of 2023, the UK Financial Conduct Authority (FCA) has visited and inspected 34 locations across the UK suspected of hosting crypto ATMs.
FCA urges asset managers to review liquidity management in funds
The UK Financial Conduct Authority (FCA) has reviewed liquidity management in asset managers and found that firms need to increase their focus on liquidity risk.
DB and Wells Fargo alum Sophie Hutcherson added to the FCA Board
HM Treasury has announced the appointment of Sophie Hutcherson to the Board of the FCA alongside the reappointment of Bernadette Conroy for a second term.
FCA orders WealthTek Limited Liability Partnership to stop operations
The UK Financial Conduct Authority (FCA) has taken urgent steps with the High Court to successfully appoint Interim Managers (the High Court appointed Shane Crooks,
FCA launches criminal proceedings against four individuals for conspiracy to commit fraud
The UK Financial Conduct Authority (FCA) has started criminal proceedings against four individuals for conspiracy to commit fraud and for conspiracy to carry out regulated