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Exclusive-China to end Ant Group’s regulatory revamp with fine of at least $1.1 billion-sources By Reuters
© Reuters. FILE PHOTO: Ant Group sign is seen at the World Artificial Intelligence Conference (WAIC) in Shanghai, China July 6, 2023. REUTERS/Aly Song By
FINRA imposes $2.5M fine on Barclays Capital for inaccurate reporting of OTC options positions
Barclays Capital Inc has agreed to pay a $2.5 million fine as a part of a settlement with the Financial Industry Regulatory Authority (FINRA). The
CySEC imposes €1M fine on Itrade Global (CY) Ltd
The Board of the Cyprus Securities and Exchange Commission (CySEC) has decided to impose a total administrative fine of €1,000,000 to Cyprus investment firm Itrade
CFTC pushes for $643k fine to be imposed on Ooki DAO
The Commodity Futures Trading Commission (CFTC) has submitted a motion for default judgment against Ooki DAO in the California Northern District Court. The motion, filed
Dutch regulator imposes €1.7M fine on Janus Henderson
The Dutch Authority for the Financial Markets (AFM) has imposed an administrative fine of €1.7 million on global asset manager Janus Henderson Group plc. The
Fed, Treasury Fine Wells Fargo for Sanctions Violations
Markets Financial Regulation Federal Reserve and the Treasury Department are fining the bank $97.8 million Source link
Fed, Treasury Fine Wells Fargo for Sanctions Violations
Markets Financial Regulation Federal Reserve and the Treasury Department are fining the bank $97.8 million Source link
CFTC imposes $400,000 fine on BBL Commodities
The Commodity Futures Trading Commission (CFTC) today issued an order simultaneously filing and settling charges against BBL Commodities LP, a New York-based CFTC-registered commodity trading
888 Holdings hits 11-year low as U.K. regulators slap record fine on William Hill By Investing.com
© Reuters. By Geoffrey Smith Investing.com — Shares in 888 Holdings (LON:) fell on Tuesday after the U.K.’s gambling regulator hit it with a record
CFTC asks Court to impose $1.56M fine on Leo Growl operator
About a month after the Commodity Futures Trading Commission (CFTC) managed to secure an entry of default against Mark A. Ramkishun, operator of a purported