Contact Information
37 Westminster Buildings, Theatre Square,
Nottingham, NG1 6LG
ICE fines Olam International for alleged rule violations
ICE Futures U.S. has published a disciplinary notice against Olam International Limited. A subcommittee of the Exchange’s Business Conduct Committee (BCC) determined that Olam International
SEC fines Cantor Fitzgerald over repeated failure to identify large traders By Reuters
© Reuters. FILE PHOTO: People exit the headquarters of the U.S. Securities and Exchange Commission (SEC) in Washington, D.C., U.S., May 12, 2021. REUTERS/Andrew Kelly/File
HK regulator fines Changjiang Asset Management (HK) Limited $3.4 million
The Securities and Futures Commission (SFC) has reprimanded and fined Changjiang Asset Management (HK) Limited (CJAM) $3.4 million for regulatory breaches and internal control failings
CME fines, suspends trader for engaging in disruptive practices
Kim Junyeong entered orders in Soybean Oil and Corn futures markets with the intent, at the time of order entry, to cancel the orders before
EU fines Illumina €432M for completing Grail acquisition without approval By Investing.com
© Reuters EU fines Illumina (ILMN) €432M for completing Grail acquisition without approval The European Commission has fined Illumina (NASDAQ:) approximately €432 million ($476.2M) for
China fines Ant 7.1 billion yuan By Reuters
© Reuters. FILE PHOTO-Ant Group sign is seen at the World Artificial Intelligence Conference (WAIC) in Shanghai, China July 6, 2023. REUTERS/Aly Song BEIJING (Reuters)
SFC fines Ninety One Hong Kong Limited $1.4M for unlicensed futures trading
Hong Kong’s Securities and Futures Commission (SFC) has reprimanded and fined Ninety One Hong Kong Limited (NOHK) $1.4 million for dealing in futures contracts without
UK regulator fines former Chief Information Officer of TSB Bank
The UK Prudential Regulation Authority (PRA) has imposed a fine of £81,620 on Carlos Abarca, the former Chief Information Officer (CIO) of TSB Bank plc,
US fines British Airways $135,000 over tarmac delay in 2017 By Reuters
© Reuters. FILE PHOTO: British Airways logos are seen on tail fins at Heathrow Airport in west London, Britain, February 23, 2018. REUTERS/Hannah McKay By
Massachusetts fines delivery startup Gopuff $6.2 million in worker pay dispute By Reuters
© Reuters. (Adds states name in first paragraph) By Daniel Wiessner (Reuters) -Delivery service Gopuff has been fined $6.2 million by the state of Massachusetts