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Italian Competition Authority imposes EUR 1.3M fine on eToro for misleading advertising
Italy’s Competition Authority AGCM today announced the imposition of EUR 1.3 million fine on online broker eToro for misleading advertising. According to the Authority, on
FCA imposes £2.5M fine on Bastion Capital London Limited for financial control failings
The UK Financial Conduct Authority (FCA) has fined Bastion Capital London Limited (in liquidation) £2,452,700 for serious financial crime control failings in relation to cum-ex
FINRA imposes $2.5M fine on Barclays Capital for inaccurate reporting of OTC options positions
Barclays Capital Inc has agreed to pay a $2.5 million fine as a part of a settlement with the Financial Industry Regulatory Authority (FINRA). The
CySEC imposes €1M fine on Itrade Global (CY) Ltd
The Board of the Cyprus Securities and Exchange Commission (CySEC) has decided to impose a total administrative fine of €1,000,000 to Cyprus investment firm Itrade
Dutch regulator imposes €1.7M fine on Janus Henderson
The Dutch Authority for the Financial Markets (AFM) has imposed an administrative fine of €1.7 million on global asset manager Janus Henderson Group plc. The
CFTC imposes $400,000 fine on BBL Commodities
The Commodity Futures Trading Commission (CFTC) today issued an order simultaneously filing and settling charges against BBL Commodities LP, a New York-based CFTC-registered commodity trading